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The RIA's Compliance Solution Book: Answers for the Critical Questions

Обложка книги The RIA's Compliance Solution Book: Answers for the Critical Questions

The RIA's Compliance Solution Book: Answers for the Critical Questions

This publication contains the author’s opinions and is designed to provide accurate and authoritative information. It is sold with the understanding that the author, publisher, andBloomberg L.P. are not engaged in rendering legal, accounting, investment-planning, compliance, or other professional advice. The reader should seek the services of a qualified professional for such advice; the author, publisher, and Bloomberg L.P. cannot be held responsible for any loss incurred as a result of specific investments or planning ecisions made by the reader.
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